SEC Roundup 71: SEC Sues Victims of SolarWinds Hack
The SEC recently imposed nearly $7 million in penalties against four public companies that were customers of SolarWinds when it was hacked.
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SEC Roundup &
Capital Ideas
Nicolas Morgan
Oct 180 min read
SEC Roundup 70: Andrew Ceresney on Dropped SEC Accounting Bars, Pt. 2
Hear from former SEC Enforcement Director and current Debevoise partner Andrew Ceresney about his federal court litigation.
Nicolas Morgan
Oct 40 min read
SEC Roundup 69: SEC Drops Accountant Proceedings, Pt. 1
In a dramatic reversal, the SEC has dismissed all pending, contested administrative bar proceedings against accountants.
Nicolas Morgan
Aug 90 min read
SEC Roundup 68: NFT Artists Sue SEC
Hear Song-a-Day Jonathan Mann and Brian Frye describe what led them to file a complaint in federal court against the SEC over artistic NFTs.
Nicolas Morgan
Aug 50 min read
SEC Roundup 67: Supreme Court Opinion and Criminal Trial Shake Up Insider Trading and 10b5-1 Plans
Former SEC attorney and current Akin Gump partner Peter Altman discusses SEC Rule 10b5-1, criminal insider trading, and Chevron deference.
Nicolas Morgan
May 10 min read
Nicolas Morgan
Dec 24, 20230 min read
Nicolas Morgan
Nov 30, 20230 min read
Nicolas Morgan
Nov 3, 20230 min read
Nicolas Morgan
Oct 19, 20230 min read
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