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Nicolas Morgan
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Join date: May 2, 2022
Posts (82)
Feb 1, 2025 ∙ 1 min
SEC Roundup 75: Father/Son Duo Challenge SEC "Death Penalty"
Father-son investment advisory duo challenge potential lifetime industry bars through SEC administrative proceedings.
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Jan 23, 2025 ∙ 2 min
ICAN Releases Action Plan for SEC Reform in 2025
Former SEC Senior Counsel and Securities Law Experts Release Comprehensive SEC Reform Blueprint
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Jan 22, 2025 ∙ 2 min
ICAN Releases 2025 SEC Action Plan
Informed by the experience and expertise of ICAN’s staff and the nationwide ICAN Legal Network, the ICAN 2025 Action Plan is a comprehensive
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